Search for: "Herren v. Commissioner of Social Security"
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7 Feb 2021, 7:12 am
Silk, Sabastian V. [read post]
16 Jul 2021, 6:19 am
Chair Gensler, then-Acting SEC Chair Allison Herren Lee and senior members of the SEC staff [1] have made a number of statements this year about environmental, social and governance (ESG) issues. [read post]
13 Mar 2020, 6:31 am
Shi (Stanford University), on Friday, March 6, 2020 Tags: Disclosure, Executive Compensation, Executive performance, Firm performance, Pay for performance, Shocks Statement by Commissioner Lee on Proposed Amendments to the Exempt Offering Framework Posted by Allison Herren Lee, U.S. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Institutional Investors, Investor protection, Listing standards, NYSE, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Primary Direct Listings Posted by Allison Herren Lee & Caroline Crenshaw, U.S. [read post]
13 Mar 2020, 3:00 am
Two commissioners also provided some colorful social media commentary on the vote. [read post]
4 Jan 2021, 1:26 pm
By way of comparison, in 2019 there were 62 federal court securities suits against non-U.S. companies, representing about 15% of all federal court securities suit filings in 2019. [read post]
